Financial services regulation

Financial services regulation

Financial regulation is constantly evolving. In an already competitive global environment this creates additional challenges for financial services firms. We are expert in guiding clients through their regulatory obligations in a practical, commercial way, providing bespoke technical advice on complex legal and regulatory issues.

Securities and Futures Act and the Commodity Trading Act
Advising on restrictions and licensing requirements under the Securities and Futures Act and the Commodity Trading Act governing the sale and purchase of commodities and commodity futures and options.

Rogue traders
Advising private banks on rogue traders.

Private banking dispute
Advising private banks in disputes relating to a counterparty that exceeded trading mandate.

Investment fund
Advising a commodities investment fund company on setting up an office in Singapore and the necessary licensing requirements under Singapore securities laws.

+ Experience

Securities and Futures Act and the Commodity Trading Act
Advising on restrictions and licensing requirements under the Securities and Futures Act and the Commodity Trading Act governing the sale and purchase of commodities and commodity futures and options.

Rogue traders
Advising private banks on rogue traders.

Private banking dispute
Advising private banks in disputes relating to a counterparty that exceeded trading mandate.

Investment fund
Advising a commodities investment fund company on setting up an office in Singapore and the necessary licensing requirements under Singapore securities laws.

Virtus Law LLP is a member of the Stephenson Harwood (Singapore) Alliance, a formal law alliance with Stephenson Harwood LLP.
The alliance enables us to offer clients an integrated service in multi-jurisdictional matters.

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